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Mastering the Series 7: Your Comprehensive Guide to General Securities Representative Exam Success
Table of Contents
Chapter 1: Introduction to the Series 7 Exam.. 1
Chapter 2: Securities Market and Industry Regulations. 6
Chapter 3: Understanding Securities Products. 11
Chapter 4: Investment Risk and Portfolio Analysis. 16
Chapter 5: Customer Evaluation and Suitability. 20
Chapter 6: Securities Market Analysis and Economic Factors. 24
Chapter 7: Equity and Debt Securities Trading. 28
Chapter 8: Investment Company Products and Analysis. 32
Chapter 9: Derivative Securities and Options Strategies. 37
Chapter 10: Regulations and Supervision. 41
Chapter 11: Investment Banking and Corporate Financing. 45
Chapter 12: Retirement Planning and Employee Benefits. 50
Chapter 13: Tax-Advantaged Investments and Education Planning 55
Chapter 14: Wealth Management and High-Net-Worth Clients. 59
Chapter 15: Behavioral Finance and Investor Psychology. 63
