Mastering the Series 26: Investment Company and Variable Contracts Products Principal Exam

Mastering the Series 26: Investment Company and Variable Contracts Products Principal Exam

Table of Contents

Chapter 1: Introduction to Series 26 Exam.. 1

Chapter 2: Registration and Regulation of Investment Companies 6

Chapter 3: Mutual Fund and Variable Contracts Offerings. 11

Chapter 4: Sales Supervision and Compliance. 15

Chapter 5: Fund Performance and Portfolio Management 20

Chapter 6: Investment Company Communications. 24

Chapter 7: Retirement Plans and Taxation. 28

Chapter 8: Variable Contracts and Insurance. 32

Chapter 9: Investment Advisory Services. 36

Chapter 10: Broker-Dealer Operations and Supervision. 40

Chapter 11: Series 26 Exam Strategies and Practice. 44

Chapter 12: Series 26 Exam Review and Tips. 50

Chapter 13: Series 26 Exam Sample Questions and Answers. 55

Chapter 14: Series 26 Exam Tips for Exam Day. 60

Chapter 15: Series 26 Exam Results and Beyond. 66